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CSA Staff Notice 51357
Staff Review of Reporting Issuers in the Cannabis Industry
October 10, 20181. EXECUTIVE SUMMARY
Staff of the Canadian Securities Administrators (Staff or we) are publishing
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CSA Staff Notice 51-357 may be needed by:
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- Individuals or organizations regulated by the Canadian Securities Administrators (CSA) who are required to comply with the notice's guidelines.
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- Financial institutions, investment firms, and registered advisers operating within the jurisdiction governed by the CSA.
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- Industry professionals involved in securities trading, portfolio management, or other financial services.
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- Compliance officers or legal teams responsible for ensuring regulatory compliance within their organizations.
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What is csa staff notice 51-357?
CSA Staff Notice 51-357 is a notice issued by the Canadian Securities Administrators (CSA) which provides guidance on certain filing requirements for market participants.
Who is required to file csa staff notice 51-357?
Market participants such as dealers, advisers, and investment fund managers are required to file CSA Staff Notice 51-357.
How to fill out csa staff notice 51-357?
CSA Staff Notice 51-357 can be filled out electronically through the CSA's online filing system. Market participants must ensure that all required information is accurately reported.
What is the purpose of csa staff notice 51-357?
The purpose of CSA Staff Notice 51-357 is to enhance transparency in the Canadian securities markets by requiring market participants to report certain information to regulators.
What information must be reported on csa staff notice 51-357?
Market participants must report information such as their business activities, trading activities, and relationships with related parties on CSA Staff Notice 51-357.
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