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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the ?scaly ear ended December
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Companies planning to issue securities to raise capital from the public. The securities and exchange commission ensures that these companies comply with the necessary regulations and provides protection to investors.
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Financial professionals, such as investment advisors and brokers, who manage or trade securities on behalf of clients. They need to register with the securities and exchange commission to ensure transparency and investor protection.
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Organizations involved in buying and selling securities, such as stock exchanges and clearing agencies. The securities and exchange commission supervises and regulates these entities to maintain fair and orderly markets.
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Individual investors who rely on accurate and transparent information about publicly traded companies before making investment decisions. The securities and exchange commission ensures that companies disclose necessary financial information to the public.
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Securities and Exchange Commission (SEC) is a government agency that regulates the securities industry in the United States.
Public companies, investment companies, and certain other entities are required to file with the SEC.
SEC forms can be filled out electronically through the EDGAR system or manually and submitted by mail.
The purpose of SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Information on financial performance, executive compensation, ownership, and material events must be reported on SEC filings.
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