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PEOPLES UNITED ADVISORS, INC. DISCLOSURE BROCHURE SUPPLEMENT Dated 11/15/2018Contact: Brian Delmar, Chief Compliance Officer 565 Fifth Avenue, 27th Floor New York, New York 100172466 6469712505 This

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How to fill out form adv part 2b

01

To fill out Form ADV Part 2B, you can follow these steps:

02

Start by providing the required basic information, including the name of the firm and the date.

03

Next, you need to disclose any material changes or updates to the information in your current Form ADV Part 2B.

04

Provide details about your firm's services and business practices. This may include information about investment strategies, fees, and compensation arrangements.

05

You should also provide information about the education and business background of the firm's key personnel.

06

Disclose any disciplinary events or conflicts of interest that may impact your clients.

07

If you have any additional information that you think is important to disclose, you can include it in the appropriate section of the form.

08

Finally, review the completed form for accuracy and completeness before submitting it.

09

It is important to consult the instructions provided by the SEC or seek professional assistance when filling out Form ADV Part 2B to ensure compliance with all requirements.

Who needs form adv part 2b?

01

Form ADV Part 2B is required by registered investment advisers (RIAs) who meet certain eligibility criteria. It is designed to provide clients and prospective clients with important information about a firm's services, fees, conflicts of interest, and disciplinary history. RIAs must provide this form to clients before or at the time of entering into an advisory contract.

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What is form adv part 2b?

Form ADV Part 2B is a document that provides clients with information about the qualifications and business practices of an investment adviser's key advisory personnel.

Who is required to file form adv part 2b?

Investment advisers registered with the SEC are required to file Form ADV Part 2B.

How to fill out form adv part 2b?

Form ADV Part 2B is filled out by providing detailed information about an investment adviser's key advisory personnel, including their qualifications, business practices, education, and other background information.

What is the purpose of form adv part 2b?

The purpose of Form ADV Part 2B is to provide clients with important information about an investment adviser's key advisory personnel to help them make informed decisions about their investments.

What information must be reported on form adv part 2b?

Form ADV Part 2B must include information about the educational background, business experience, disciplinary history, and other important details about an investment adviser's key advisory personnel.

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