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PUBLIC INTERSTATES TIES AND EXCHANGECOMMISSION Washington, D.C. 20549GI 17009930OMB APPROVAL OMB Number: 32350123 Expires: May 31, 2017, Estimated average burden hours per response......12.00r×14114UAL
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Form Focus Report Rothschild is a form filed by certain entities to report detailed information about their financial activities.
Entities such as investment advisers and broker-dealers are required to file Form Focus Report Rothschild.
Form Focus Report Rothschild can be filled out electronically through the Securities and Exchange Commission's online filing system.
The purpose of Form Focus Report Rothschild is to provide regulators with insight into the financial activities of certain entities to ensure compliance with regulations.
Form Focus Report Rothschild requires information such as assets under management, portfolio holdings, and certain financial transactions.
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