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UNITED STATES SECURE CITIES AND EXCHANGE COM MISSION Washing ton, D.C. 20549ANNUAL AUDITED REPORT FORM X17A5 PART Ill OMB APPROVAL OMB Number: 32350123 Expires: March 31, 2016, Estimated average burden
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Securities and exchange refer to the trading of financial instruments such as stocks and bonds on regulated platforms.
Companies listed on stock exchanges and regulated financial institutions are required to file securities and exchange reports.
Securities and exchange reports can be filled out electronically through the designated regulatory platform.
The purpose of securities and exchange is to provide transparency and protect investors in financial markets.
Information such as financial statements, corporate governance practices, and significant events must be reported on securities and exchange filings.
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