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APPROVAL
BOMB Number:17003389ANNUALAUDITED REPORTInformationSECFiLENUMBERa38407PAGEof Brokers and Dealers Pursuant to Section 17 of the
Exchange Act of 1934 and Rule 17a5 ThereunderRequiredSecurities01/01/16REPORT
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What is a-38407?
A-38407 is a form used for reporting certain financial information to the government.
Who is required to file a-38407?
Certain businesses and individuals may be required to file a-38407 depending on their financial activities.
How to fill out a-38407?
A-38407 can be filled out manually or electronically depending on the requirements of the governing authority.
What is the purpose of a-38407?
The purpose of a-38407 is to provide the government with accurate financial information for regulatory and tax purposes.
What information must be reported on a-38407?
A-38407 typically requires information such as income, expenses, assets, and liabilities.
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