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TR1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)i
1a. Identity of the issuer
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How to fill out notification of major holdings

How to fill out notification of major holdings
01
To fill out the notification of major holdings, follow these steps:
02
Start by providing your contact information, including your name, address, phone number, and email address.
03
State the reason for the notification, such as acquiring or disposing of shares.
04
Specify the details of the transaction, including the date of the transaction, the name of the issuer, the number of voting rights or shares involved, and the percentage of voting rights or shares held before and after the transaction.
05
Include any additional information or explanations that may be required by the regulatory authorities.
06
Sign and date the notification form.
07
Submit the completed form to the appropriate regulatory authority.
Who needs notification of major holdings?
01
Notification of major holdings is required by individuals or entities who hold a certain percentage of voting rights or shares in a company. The specific threshold for notification varies by jurisdiction, but it is generally required when the percentage reaches or exceeds a specified threshold, such as 5% or 10%.
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What is notification of major holdings?
Notification of major holdings is a requirement for investors to disclose to regulatory authorities when they reach or exceed certain thresholds of ownership in a publicly traded company.
Who is required to file notification of major holdings?
Investors who reach or exceed certain thresholds of ownership in a publicly traded company are required to file notification of major holdings.
How to fill out notification of major holdings?
Investors can fill out notification of major holdings by providing information about their ownership stake in a publicly traded company, including the number of shares held and any changes in ownership.
What is the purpose of notification of major holdings?
The purpose of notification of major holdings is to provide transparency in the ownership of publicly traded companies and to prevent market manipulation.
What information must be reported on notification of major holdings?
Information that must be reported on notification of major holdings includes the investor's name, the number of shares held, any changes in ownership, and the purpose of the investment.
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