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UNITED STATES OF AMERICA RAILROAD RETIREMENT BOARDROOM APPROVED OMB NO. 32200008REPORT OF CREDITABLE COMPENSATION ADJUSTMENTS (SEE INSTRUCTIONS FOR COMPLETING AND MAILING THIS FORM ON REVERSE SIDE) The
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Form BA-4 OMB No. is a form used to report quarterly trading activity by certain institutional investment managers.
Institutional investment managers with assets under management equal to or exceeding $100 million are required to file form BA-4 OMB No.
Form BA-4 OMB No. can be filled out electronically using the SEC's EDGAR system.
The purpose of form BA-4 OMB No. is to provide transparency and oversight of trading activity by institutional investment managers.
Information such as securities traded, volume of trades, and other relevant trading activity must be reported on form BA-4 OMB No.
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