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OMB APPROVAL OMB Number: 32350123 SECUExpires:18005261EstimatedAugust 31, 2020averagehours per response AL AUDITED FORM X17A5 PART IIITburden. . 12.00SEC FILE NUMBER 847257FACING PAGE informationRequired

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What is name of broker?

The name of broker refers to the individual or entity that acts as an intermediary in buying or selling financial securities on behalf of clients.

Who is required to file name of broker?

Brokers themselves are required to report their name when conducting financial transactions.

How to fill out name of broker?

The name of the broker can be filled out by providing the full legal name of the individual or entity acting as the broker.

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The purpose of reporting the name of the broker is to provide transparency and accountability in financial transactions.

What information must be reported on name of broker?

The information reported on the name of broker typically includes the full legal name of the individual or entity acting as the broker.

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