Get the free ISE Affiliated Entity Enrollment Form - sec.gov

SRISE201876Page 28 of 34 EXHIBIT 3ISE Affiliated Entity Enrollment Form IS Members wishing to be designated as an Appointed Market Maker (Appointed Market Maker) and an Appointed Order Flow Provider

How to fill out ise affiliated entity enrollment

How to fill out ise affiliated entity enrollment

1. To fill out the ISE affiliated entity enrollment, follow these steps:
2. Visit the ISE website and go to the affiliated entity enrollment page.
3. Read the instructions carefully to understand the eligibility criteria and required documents.
4. Fill out the online application form by providing the necessary information such as entity details, contact information, and affiliation purpose.
5. Upload any supporting documents required for verification, such as proof of entity registration or incorporation.
6. Review the filled application form and ensure all information is accurate and complete.
7. Submit the application form online.
8. Pay any applicable fees for the enrollment process, if required.
9. Wait for the confirmation of enrollment from the ISE.
10. Once approved, follow any additional instructions provided by the ISE for further steps or validation.
11. Keep the enrollment acknowledgement or certificate for future reference.

Who needs ise affiliated entity enrollment?

1. ISE affiliated entity enrollment is required for individuals or entities who wish to establish an affiliation with the ISE.
2. This may include but is not limited to:
3. - Companies or organizations seeking to become ISE members or partners.
4. - Research institutions or universities collaborating with ISE for academic purposes.
5. - Non-profit organizations interested in participating in ISE programs or initiatives.
6. - Government entities or agencies seeking to engage with ISE in projects or collaborations.
7. If you are unsure whether you need to enroll as an affiliated entity, it is recommended to contact the ISE directly for clarification.

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What is ise affiliated entity enrollment?

ISE Affiliated Entity Enrollment is a process that allows affiliated entities to register with the International Securities Exchange (ISE) to participate in trading activities.

Who is required to file ise affiliated entity enrollment?

All affiliated entities who wish to participate in trading activities on the International Securities Exchange (ISE) are required to file an ise affiliated entity enrollment.

How to fill out ise affiliated entity enrollment?

To fill out ise affiliated entity enrollment, affiliated entities must provide the necessary information requested by the International Securities Exchange (ISE) on the enrollment form.

What is the purpose of ise affiliated entity enrollment?

The purpose of ise affiliated entity enrollment is to ensure that only approved entities are allowed to participate in trading activities on the International Securities Exchange (ISE).

What information must be reported on ise affiliated entity enrollment?

Affiliated entities must report information such as their legal name, contact information, ownership structure, and any other relevant details requested by the International Securities Exchange (ISE).