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0 MB APPROVAL 0MBUNITED STATES IIIftIIIHIIIllIIIllD.CWashingtonII13013198ExpiresAND EXCHANGESECURITIES IIINumberEstimated20549hours32350 April301232013burdenaverageper response.12.00ANNUAL AUDITED FORM
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No - secgov form may be needed by individuals or organizations who are required to report certain information to the Securities and Exchange Commission (SEC). This may include public companies, investment advisors, brokers, dealers, clearing agencies, transfer agents, self-regulatory organizations, and other entities regulated by the SEC. The specific need for the no - secgov form will depend on the nature of the reporting requirement imposed by the SEC.
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No - SecGov is a form that certain individuals or entities may need to file with the Securities and Exchange Commission.
Entities or individuals who meet specific criteria set by the SEC are required to file No - SecGov.
No - SecGov can be filled out electronically through the SEC's EDGAR system or by submitting a paper form.
The purpose of No - SecGov is to provide the SEC with information on certain securities holdings and transactions.
No - SecGov requires information on securities holdings, transactions, and other relevant financial information.
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