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$ Bats June 14, 2016, Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, DC 205491090 Re:File No. SRBatsBZX201601, Amendment No. 1Dear Mr. Fields: On June

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How to fill out bats - secgov home

01

To fill out BATs (BrokerCheck and Investment Adviser Public Disclosure)

02

- Visit the SEC's website (www.sec.gov)

03

- Click on 'Search for a Filing' tab

04

- Choose the required form (either BrokerCheck or Investment Adviser Public Disclosure)

05

- Fill out the necessary information such as name, date of birth, social security number, etc.

06

- Review the completed form for accuracy

07

- Submit the form online or print and mail it to the SEC's address

08

- Wait for confirmation or acknowledgement from the SEC

Who needs bats - secgov home?

01

Individuals or entities who are registered as brokers or investment advisers, or those who want to access information about brokers or investment advisers, may need to fill out the BATs form available on the SEC's website.

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What is bats - secgov home?

BATS - SECGov Home stands for Business Activity Tracking System - Securities and Exchange Commission Government Home.

Who is required to file bats - secgov home?

All companies registered with the Securities and Exchange Commission are required to file BATS - SECGov Home.

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BATS - SECGov Home can be filled out online on the Securities and Exchange Commission's website with the required information.

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The purpose of BATS - SECGov Home is to track and monitor the business activities of companies registered with the Securities and Exchange Commission.

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Companies are required to report their business activities, financial data, and any relevant updates on BATS - SECGov Home.

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