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SEE FORM 1Updated 04/22/2016 with AM suggestionsSTATE ELECTIONS ENFORCEMENT COMMISSION Page 1 of 4Registration by Candidate
Revised July
September
2016
Revised
2016REGISTRATION TYPE1. ELECTION DATE
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What is is ithttpsseecctgovecrisreporting?
It is a system for reporting certain information to the SEC.
Who is required to file is ithttpsseecctgovecrisreporting?
Entities such as investment advisers, broker-dealers, and certain other market participants are required to file.
How to fill out is ithttpsseecctgovecrisreporting?
You can fill out the form electronically through the SEC's online reporting system.
What is the purpose of is ithttpsseecctgovecrisreporting?
The purpose is to provide the SEC with important information about market participants.
What information must be reported on is ithttpsseecctgovecrisreporting?
Information such as assets under management, client relationships, and certain other business practices must be reported.
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