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How to fill out section 16 filing

01

Start by accessing the Section 16 filing form on the official website of the regulatory authority.

02

Read the instructions and guidelines carefully to understand the required information and supporting documents.

03

Fill out the personal information section accurately, providing your full name, contact details, and any other specified information.

04

Proceed to the section related to the securities transactions that need to be reported. Include details such as the date of the transaction, the type of security, the number of shares, and the transaction price.

05

If there are multiple transactions, clearly indicate each one separately.

06

Provide any additional information or explanations as requested, ensuring clarity and transparency.

07

Review the completed form thoroughly to verify all the provided information.

08

Submit the filled out form along with any required supporting documents as per the instructions provided.

09

Keep a copy of the submitted form for your records.

10

Monitor any updates or notifications from the regulatory authority regarding your submission.

Who needs section 16 filing?

01

Anyone who qualifies as an insider, such as corporate officers, directors, or beneficial owners of more than 10% of a registered class of equity securities, needs to file Section 16 forms.

02

Additionally, any entity or individual who engages in securities transactions with the intention of influencing or affecting control over the issuer may also be required to file Section 16 forms.

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