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NASDAQ IS, LLC NOTICE OF ACCEPTANCE OF Certified, Return Receipt Requested TO:Goldman, Sachs & Co. LLC Mr. David Horowitz Managing Director 200 West Street New York, NY 10282FROM:NASDAQ IS, LLC (“IS

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How to fill out nasdasq ise llc notice

01

Here are the steps to fill out NASDAQ ISE LLC notice:

02

Begin by providing the required details in the header section of the notice, such as the name of the company, contact information, and date.

03

In the body of the notice, provide a clear and concise description of the event or action being reported. Include relevant dates, details, and any necessary supporting documentation.

04

If there are any material changes or updates to be reported, make sure to include them in a separate section.

05

Provide any additional information or disclosures as required by the NASDAQ ISE LLC guidelines.

06

Finish by signing and dating the notice, then submit it according to the specified submission method and deadline.

07

Note: It is recommended to seek legal advice or refer to the NASDAQ ISE LLC guidelines for specific instructions and requirements.

Who needs nasdasq ise llc notice?

01

NASDAQ ISE LLC notice is typically required by companies listed on the NASDAQ ISE exchange.

02

It is necessary for any company that needs to report an event or action that may have an impact on the company's compliance with NASDAQ ISE LLC regulations.

03

This includes reporting material changes, updates, and other relevant information to ensure transparency and compliance within the exchange.

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What is nasdaq ise llc notice?

Nasdaq ISE LLC notice is a filing required by Nasdaq Exchange for certain listed companies to report changes in the company's ownership structure or key personnel.

Who is required to file nasdaq ise llc notice?

Companies listed on Nasdaq Exchange that experience changes in ownership or key personnel are required to file Nasdaq ISE LLC notice.

How to fill out nasdaq ise llc notice?

Nasdaq ISE LLC notice can be filled out electronically through Nasdaq's online portal, providing the required information about the changes in ownership or key personnel.

What is the purpose of nasdaq ise llc notice?

The purpose of Nasdaq ISE LLC notice is to ensure transparency and compliance with Nasdaq Exchange rules regarding changes in ownership or key personnel of listed companies.

What information must be reported on nasdaq ise llc notice?

The required information to report on Nasdaq ISE LLC notice includes details of the changes in ownership, percentage of ownership, and information about the new key personnel.

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