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BEFORE THE BUSINESS CONDUCT COMMITTEE OF THE OBOE EXCHANGE, INC. In the Matter of: Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 Subject)))))))))File No. 180014-STAR No. 20150455238DECISION

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Before form business conduct refers to the initial form that must be completed before conducting any business transactions.

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Information such as business name, address, contact details, ownership structure, and nature of business must be reported on before form business conduct.

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