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BEFORE THE BUSINESS CONDUCT COMMITTEE OF THE CHICAGO BOARD OF OPTIONS EXCHANGE, INCORPORATED In the Matter of:)) DR Securities, L.L.C.) 540 West Madison Street) Suite 2500) Chicago, IL 60661)) Respondent.

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How to fill out 15-0034 drw securities llc

01

To fill out form 15-0034 DRW Securities LLC, follow these steps:

02

Begin by providing the relevant information in the header section of the form. This includes the name of the company (DRW Securities LLC) and the corresponding SEC File Number, if applicable.

03

Proceed to the first section of the form, which typically requires details about the type of security being offered or sold. Fill in all the necessary information accurately and clearly.

04

Move on to the subsequent sections of the form, which may include fields for additional information such as the total offering amount, the type of exemption being claimed, any related parties involved, etc. Ensure that all required fields are completed with accurate data.

05

If there are any attachments or exhibits required, make sure to include them with the completed form. These attachments may include supporting documents or further details regarding the offering.

06

Once all the necessary sections and attachments have been completed, review the entire form thoroughly to ensure accuracy and completeness. Make any necessary corrections before finalizing the form.

07

Sign and date the completed form to certify its accuracy, typically in the designated signature block provided.

08

Finally, submit the filled-out form 15-0034 DRW Securities LLC as required. This may involve mailing it to the appropriate regulatory authority or filing it electronically as per the instructions provided.

Who needs 15-0034 drw securities llc?

01

Form 15-0034 DRW Securities LLC is typically required by companies or entities named DRW Securities LLC that are engaging in specific securities offerings or transactions. It is important for these entities to accurately complete and submit this form to ensure compliance with regulatory requirements.

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