
Get the free NAME OF BROKER-DEALER: Transcend Capital, LLC
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16012464OMB APPROVALUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549OMB Number:
32350123
Expires:
March 31, 2016,
Estimated average burden
hours per response...... 12.00ANNUAL
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What is name of broker-dealer transcend?
The name of the broker-dealer transcend is a unique identifier for a specific broker-dealer entity.
Who is required to file name of broker-dealer transcend?
Any entity that operates as a broker-dealer is required to file the name of their organization with the appropriate regulatory authority.
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The purpose of the name of the broker-dealer transcend is to uniquely identify each broker-dealer entity for regulatory and compliance purposes.
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The name of the broker-dealer transcend typically includes the legal name of the entity, any trade names used, and any relevant identifying information.
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