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OMB APPROVAL OMB Number: 32350123 Expires: March 31, 2016, Estimated average burden hours per response ... 12.00Si16013203ANNUAL AUDITED REPORT FORM X17A5 PART III SEC FILE NUMBER853738FACING PAGEInformation

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What is name of broker?

The name of broker refers to the individual or entity responsible for facilitating transactions between a buyer and a seller in the financial markets.

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Brokerage firms and individuals who work as brokers are required to file the name of broker.

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The name of the broker can be filled out on official forms provided by regulatory authorities or financial institutions.

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The purpose of the name of broker is to establish accountability and transparency in financial transactions.

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The information reported on name of broker may include the broker's name, contact information, and license number.

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