Get the free Form ADV Part 2A TPW - 08.27.18

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Item×1: Cover×Pageant×2A of×Form×ADV: Firm×Brochure August×2018Towerpoint×Wealth, ×LLC500×Capitol×Mall, ×Suite×1060Sacramento,×CA 95814(916) 4059140https://towerpointwealth.com/Firm×Contact:Joe×EschlemanChief×Compliance×Officers×brochure×provides×information×about×the×qualifications×and×business×practices×of TowerpointWealth.×If clients×have×any×questions×about×the×contents×of this×brochure,

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Start by providing the basic information about your firm, such as its name, address, and contact details.

03

Include a brief overview of your firm's background, including its history, key personnel, and any business changes that have occurred.

04

Describe the types of advisory services your firm offers and the methods used to deliver these services.

05

Disclose any material conflicts of interest that your firm may have, such as affiliations with other companies or financial incentives that could influence its advice.

06

Provide information about your firm's fees, including how they are calculated, any additional expenses clients may incur, and any fee discounts or refunds offered.

07

Explain any disciplinary actions or legal proceedings that have been taken against your firm or its employees.

08

Detail your firm's investment strategies and the risks associated with them.

09

Include any additional information that you believe would be helpful for clients to know about your firm and its advisory services.

10

Review the completed Form ADV Part 2A for accuracy and completeness before submitting it.

Who needs form adv part 2a?

01

Form ADV Part 2A is needed by registered investment advisers (RIAs) who are required to register with the Securities and Exchange Commission (SEC) or state securities authorities.

02

It is an important disclosure document that must be provided to clients and prospective clients to inform them about the firm's business practices, investment strategies, and any conflicts of interest.

03

By filing Form ADV Part 2A, RIAs fulfill their legal obligations to provide transparency and protection for their clients.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that registered investment advisers must provide to their clients.

Who is required to file form adv part 2a?

Registered investment advisers are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about an investment adviser's services, fees, and potential conflicts of interest.

What information must be reported on form adv part 2a?

Form ADV Part 2A must include information about the adviser's business practices, fees, services offered, disciplinary history, and key personnel.

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