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Appendix B INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA AMENDMENTS TO DEALER MEMBER RULE 1200 AND TO FORM 1 RELATING TO THE CLIENT FREE CREDIT CASH USAGE LIMIT AND CLIENT FREE CREDIT SEGREGATION

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01

Obtain the necessary amendment form from the dealer member's regulatory authority.

02

Fill out the form completely and accurately.

03

Provide any supporting documentation or evidence required by the regulatory authority.

04

Review the completed form and attachments to ensure all information is correct.

05

Submit the amendment form and supporting documents to the dealer member's regulatory authority.

06

Pay any required fees or charges associated with the amendment.

07

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Who needs amendments to dealer member?

01

Anyone who is a dealer member and has changes or updates to their registration information needs amendments to dealer member. This may include individuals, companies, or organizations who are registered as dealer members with the regulatory authority.

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What is amendments to dealer member?

Amendments to dealer member are changes or updates that need to be made to the information provided by a dealer member.

Who is required to file amendments to dealer member?

Dealer members are required to file amendments to dealer member.

How to fill out amendments to dealer member?

To fill out amendments to dealer member, the dealer member must provide the updated information in the required format.

What is the purpose of amendments to dealer member?

The purpose of amendments to dealer member is to ensure that the information on file is accurate and up to date.

What information must be reported on amendments to dealer member?

The information that must be reported on amendments to dealer member includes any changes to contact information, ownership, or business operations.

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