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Get the free Form ADV Part 2A Disclosure Brochure - Firstmetric

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Form ADV Part 2A Disclosure Brochure Date: April 9, 2018, First metric, LLC 101 W. Big Beaver Rd., Suite 1400 Troy, MI 48084 Phone: (800) 8016855 (248) 8178919 Fax: (248) 8178791 www.rstmetric.com
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How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, follow these steps:
02
Begin by providing your firm's name, contact information, and the date of filing at the top of the form.
03
Section 1 requires you to disclose information about your firm's business and ownership structure. Fill in the necessary details such as the types of clients you serve, assets under management, and the form of organization.
04
In Section 2, disclose your firm's educational background and business experience, as well as any disciplinary history of your firm's management personnel.
05
Section 3 asks for detailed information about your firm's fees and compensation structure. Describe all the fees you charge, including those for advisory services, brokerage services, and other compensation arrangements.
06
In Section 4, provide information about your firm's methods of analysis, investment strategies, and any material risks associated with your investment advice.
07
Section 5 requires you to disclose conflicts of interest, such as compensation received from third-party service providers or affiliated entities. Describe any potential conflicts and how you manage them.
08
In Section 6, summarize how your firm selects and evaluates investment recommendations, including any criteria used and the procedures in place to update recommendations.
09
Section 7 addresses your firm's disciplinary history. Disclose any legal or disciplinary events that would be material to clients' evaluation of your business integrity.
10
Section 8 covers the financial industry affiliations and private funds managed by your firm. Provide details about any investment companies you manage and any associations with other financial firms.
11
Finally, sign and date the form, and ensure all the required attachments are included.
12
Remember to review the completed form for accuracy before submission.

Who needs form adv part 2a?

01
Form ADV Part 2A is required by investment advisers who are registered with the Securities and Exchange Commission (SEC) or state securities authorities. It is used to provide clients and potential clients with important information regarding the investment adviser's business practices, services offered, and fees charged. Investment advisers who fall under certain exemptions may not be required to file Form ADV Part 2A.
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Form ADV Part 2A is a disclosure document that provides clients with information about a registered investment adviser.
Registered investment advisers are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients with information about an investment adviser's business practices, conflicts of interest, and disclosure information.
Form ADV Part 2A must report information such as the adviser's services, fees, disciplinary history, and conflicts of interest.
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