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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended
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Rule 405 requires certain specified disclosures to be made in connection with certain securities offerings.
The issuer or the underwriters of a securities offering are required to file pursuant to rule 405.
The form for filing pursuant to rule 405 should be filled out accurately and completely with the required information.
The purpose of filing pursuant to rule 405 is to provide transparency and disclosure to investors in securities offerings.
Information such as the terms of the securities being offered, risk factors, and financial statements must be reported on pursuant to rule 405.
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