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NM SPA Adviser December 2017 Contest Schedule (Tentative)Saturday, Jan. 27, 2018 El Dorado High School 11300 Montgomery Blvd. NE Albuquerque, NM 87111 Registration: 99:25 a.m. Adviser briefing: 9:15
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Individuals or entities who are acting as investment advisers or investment adviser representatives in the state of New Mexico
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What is nmspa adviser - nmaa?
NMSA Adviser - NMAA stands for Non-Major Security-Based Swap Participant Adviser - Notification of Material Advisory Activities.
Who is required to file nmspa adviser - nmaa?
Non-major security-based swap participants (as defined by the SEC) are required to file NMSA Adviser - NMAA.
How to fill out nmspa adviser - nmaa?
NMSA Adviser - NMAA can be filled out electronically through the SEC's EDGAR system.
What is the purpose of nmspa adviser - nmaa?
The purpose of NMSA Adviser - NMAA is to notify the SEC and the public of the advisory activities of non-major security-based swap participants.
What information must be reported on nmspa adviser - nmaa?
The information reported on NMSA Adviser - NMAA includes details of the advisory activities undertaken by the non-major security-based swap participant.
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