Get the free SEC FORM 4/A - Kingsway Financial

SEC Form 4/A FORM 4OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.

How to fill out sec form 4a

How to fill out sec form 4a

1. To fill out SEC Form 4A, follow these steps:
2. Begin by providing your personal information, such as your name, address, and contact details.
3. Indicate your relationship to the issuer, whether you are an executive officer, director, or a beneficial owner.
4. Specify the nature of your ownership, whether it is direct or indirect.
5. Next, disclose the details of the securities being reported on the form, including the class of securities and the amount involved.
6. Provide information on any transactions related to the reported securities, including acquisition, disposition, or change in beneficial ownership.
7. If applicable, disclose any footnotes or additional explanations regarding the reported transactions.
8. Review the form to ensure accuracy and completeness.
9. Sign and date the form before submitting it to the Securities and Exchange Commission (SEC).

Who needs sec form 4a?

1. SEC Form 4A is required by individuals who are considered insiders of a publicly traded company in the United States.
2. Insiders include executive officers, directors, and beneficial owners who have access to non-public information about the company.
3. This form is necessary to report their transactions involving securities of the company, ensuring transparency and compliance with SEC regulations.
4. Therefore, anyone who falls under the category of insiders and engages in transactions related to the company's securities needs to file SEC Form 4A.

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What is sec form 4a?

Sec form 4a is a document filed with the Securities and Exchange Commission (SEC) to report changes in ownership of securities.

Who is required to file sec form 4a?

Corporate insiders, including directors, officers, and beneficial owners of more than 10% of a class of equity securities, are required to file sec form 4a.

How to fill out sec form 4a?

Sec form 4a must be filled out electronically through the SEC's EDGAR system. The form requires information about the insider's identity, the securities involved, the nature of the transaction, and the date of the transaction.

What is the purpose of sec form 4a?

The purpose of sec form 4a is to provide transparency and accountability in the market by disclosing insider transactions to the public.

What information must be reported on sec form 4a?

Sec form 4a requires the reporting of the insider's name, relationship to the issuer, the type and amount of securities involved, the date of the transaction, and the nature of the transaction (e.g. purchase, sale, or gift).