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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: VODKA VENTURES, LLC CRD Number: 166595Annual Amendment All Sections
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How to fill out exempt reporting adviser filing

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How to fill out exempt reporting adviser filing

01
Step 1: Obtain the necessary forms and documents required for exempt reporting adviser filing.
02
Step 2: Fill out Form ADV Part 1A, which includes information about the adviser's business, ownership, and disciplinary history.
03
Step 3: Fill out Form ADV Part 1B, which includes information about the adviser's advisory activities, clients, and compensation.
04
Step 4: Fill out Form ADV Part 2A, which includes information about the adviser's services, fees, and conflicts of interest.
05
Step 5: Fill out Form ADV Part 2B, which includes information about the adviser's key personnel and their qualifications.
06
Step 6: Submit the completed forms and any required documents to the appropriate regulatory authority.
07
Step 7: Pay any filing fees associated with the exempt reporting adviser filing.
08
Step 8: Keep a copy of the filed forms and documents for your records.

Who needs exempt reporting adviser filing?

01
Exempt reporting adviser filing is needed by investment advisers who are exempt from full registration with the Securities and Exchange Commission (SEC) but are still required to make periodic filings to disclose certain information.
02
This filing is typically required for advisers that fall under the exemptions provided by sections 203(l) and 203(m) of the Investment Advisers Act of 1940.
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Exempt reporting adviser filing is a simplified reporting requirement for investment adviser firms that are exempt from SEC registration.
Adviser firms that are exempt from SEC registration, but are required to report to the SEC under the exempt reporting adviser filing requirements.
Exempt reporting adviser filing can be filled out electronically through the SEC's EDGAR system.
The purpose of exempt reporting adviser filing is to provide the SEC with basic information about exempt investment adviser firms.
Exempt reporting adviser filing requires basic information about the firm, its owners, clients, and assets under management.
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