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The Ontario Securities Commission OSC Bulletin October 19, 2017, Volume 40, Issue 42 (2017), 40 Scythe Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5)
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OSC Bulletin Volume 40 is a regulatory publication issued by the Ontario Securities Commission (OSC) that contains important information and updates related to securities regulations in Ontario.
Market participants, including securities dealers, advisors, and other regulated entities in Ontario, are required to file OSC Bulletin Volume 40 in accordance with regulatory requirements.
OSC Bulletin Volume 40 can be filled out online through the OSC's electronic filing system. Market participants must ensure that all required information is accurately reported to avoid any compliance issues.
The purpose of OSC Bulletin Volume 40 is to provide market participants with important regulatory updates, guidance, and information to help ensure compliance with securities regulations in Ontario.
OSC Bulletin Volume 40 typically requires market participants to report on their activities, compliance measures, and any updates or changes to their business operations that may impact their regulatory obligations.
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