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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ANATOLE ASSET MANAGEMENT LTD.CRD Number: 284552SEC ERA Report All Sections
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To fill out the IAPD - Investment Adviser, follow the steps below:
02
Gather all necessary information about your investment adviser firm, including its name, address, and contact details.
03
Provide details about the ownership and control of your firm, such as the names and roles of key individuals.
04
Include information about any disciplinary events, such as previous regulatory actions or criminal convictions.
05
Disclose any legal or disciplinary events that may be material to your firm's business operations.
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Complete the sections related to your firm's advisory business activities, including the types of clients you serve and the services you provide.
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Provide financial information about your firm, including assets under management and sources of revenue.
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Review the completed form for accuracy and completeness before submitting it to the appropriate regulatory authority.
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Keep a copy of the completed form for your records in case of future audits or inquiries.

Who needs iapd - investment adviser?

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Any individual or entity that operates as an investment adviser needs to fill out the IAPD - Investment Adviser. This includes registered investment advisers as well as those required to be registered but are exempt from registration due to certain exemptions.
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The IAPD helps regulatory authorities, investors, and the public access information about investment advisers, their services, and any disciplinary events or actions related to them. Therefore, anyone engaging in investment advisory activities must comply with the requirement of filling out this form.
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IAPD, or Investment Adviser Public Disclosure, is a searchable electronic database that contains information about investment adviser firms and individual investment adviser representatives.
All investment adviser firms registered with the SEC or state securities regulators are required to file Form ADV through the IAPD system.
To fill out IAPD - Investment Adviser, investment adviser firms must complete and submit Form ADV through the IAPD system.
The purpose of IAPD - Investment Adviser is to provide transparency and accessibility to information about investment adviser firms and representatives for the public and regulators.
Information such as business practices, ownership, assets under management, disciplinary history, conflicts of interest, and other material information must be reported on IAPD - Investment Adviser.
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