Form preview

Get the free 17 CFR275.204-4 - Reporting by exempt reporting advisers ...

Get Form
FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: INTELLIGENT INVESTMENT MANAGEMENT, LLC CRD Number: 118798OtherThanAnnual
We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign 17 cfr275204-4 - reporting

Edit
Edit your 17 cfr275204-4 - reporting form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your 17 cfr275204-4 - reporting form via URL. You can also download, print, or export forms to your preferred cloud storage service.

Editing 17 cfr275204-4 - reporting online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
Here are the steps you need to follow to get started with our professional PDF editor:
1
Log in. Click Start Free Trial and create a profile if necessary.
2
Simply add a document. Select Add New from your Dashboard and import a file into the system by uploading it from your device or importing it via the cloud, online, or internal mail. Then click Begin editing.
3
Edit 17 cfr275204-4 - reporting. Add and replace text, insert new objects, rearrange pages, add watermarks and page numbers, and more. Click Done when you are finished editing and go to the Documents tab to merge, split, lock or unlock the file.
4
Save your file. Select it in the list of your records. Then, move the cursor to the right toolbar and choose one of the available exporting methods: save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud.
pdfFiller makes working with documents easier than you could ever imagine. Register for an account and see for yourself!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out 17 cfr275204-4 - reporting

Illustration

How to fill out 17 cfr275204-4 - reporting

01
To fill out 17 cfr275204-4 - reporting, follow these steps:
02
Obtain the necessary form: 17 cfr275204-4 - reporting form is available on the Securities and Exchange Commission (SEC) website.
03
Familiarize yourself with the instructions: Read the instructions provided with the form to understand the reporting requirements.
04
Gather required information: Collect all the relevant data and information required to complete the form accurately.
05
Complete the form: Fill in the necessary details as per the instructions provided. Ensure accuracy and completeness of the information provided.
06
Review and verify: Double-check all the entries made on the form to ensure accuracy. Verify the information against your records.
07
Sign and submit: Sign the completed form and submit it as per the specified guidelines. Follow any additional submission requirements if applicable.
08
Keep a copy: Make a copy of the filled-out form for your records and future reference.

Who needs 17 cfr275204-4 - reporting?

01
17 cfr275204-4 - reporting is needed by investment advisers registered or required to be registered with the Securities and Exchange Commission (SEC) under Section 203 of the Investment Advisers Act of 1940.
02
The reporting requirement applies to investment advisers who have at least $100 million in assets under management (AUM) or who are eligible to be exempted from SEC registration but choose to register voluntarily.
03
These advisers need to file Form 17 cfr275204-4 annually to disclose information about their business, clients, and certain financial arrangements.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.7
Satisfied
41 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

Simplify your document workflows and create fillable forms right in Google Drive by integrating pdfFiller with Google Docs. The integration will allow you to create, modify, and eSign documents, including 17 cfr275204-4 - reporting, without leaving Google Drive. Add pdfFiller’s functionalities to Google Drive and manage your paperwork more efficiently on any internet-connected device.
The pdfFiller mobile app makes it simple to design and fill out legal paperwork. Complete and sign 17 cfr275204-4 - reporting and other papers using the app. Visit pdfFiller's website to learn more about the PDF editor's features.
With the pdfFiller Android app, you can edit, sign, and share 17 cfr275204-4 - reporting on your mobile device from any place. All you need is an internet connection to do this. Keep your documents in order from anywhere with the help of the app!
17 CFR 275.204-4 is a reporting rule under the Investment Advisers Act of 1940 which requires certain investment advisers to file a report on Form PF with the Securities and Exchange Commission (SEC).
Investment advisers who manage private funds with at least $150 million in regulatory assets under management are required to file Form PF under 17 CFR 275.204-4.
Form PF must be filled out electronically through the SEC's EDGAR system. Advisers must provide information about the private funds they manage, their investment strategies, risk profile, and leverage usage.
The purpose of 17 CFR 275.204-4 reporting is to provide the SEC with information about the private funds managed by investment advisers to monitor systemic risk in the financial system.
Information such as the size of the private funds managed, use of leverage, counterparty credit risk exposure, and specific types of holdings must be reported on Form PF under 17 CFR 275.204-4.
Fill out your 17 cfr275204-4 - reporting online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.