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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: INTELLIGENT INVESTMENT MANAGEMENT, LLC CRD Number: 118798OtherThanAnnual
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To fill out 17 cfr275204-4 - reporting, follow these steps:
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Obtain the necessary form: 17 cfr275204-4 - reporting form is available on the Securities and Exchange Commission (SEC) website.
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Who needs 17 cfr275204-4 - reporting?
01
17 cfr275204-4 - reporting is needed by investment advisers registered or required to be registered with the Securities and Exchange Commission (SEC) under Section 203 of the Investment Advisers Act of 1940.
02
The reporting requirement applies to investment advisers who have at least $100 million in assets under management (AUM) or who are eligible to be exempted from SEC registration but choose to register voluntarily.
03
These advisers need to file Form 17 cfr275204-4 annually to disclose information about their business, clients, and certain financial arrangements.
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What is 17 cfr275204-4 - reporting?
17 CFR 275.204-4 is a reporting rule under the Investment Advisers Act of 1940 which requires certain investment advisers to file a report on Form PF with the Securities and Exchange Commission (SEC).
Who is required to file 17 cfr275204-4 - reporting?
Investment advisers who manage private funds with at least $150 million in regulatory assets under management are required to file Form PF under 17 CFR 275.204-4.
How to fill out 17 cfr275204-4 - reporting?
Form PF must be filled out electronically through the SEC's EDGAR system. Advisers must provide information about the private funds they manage, their investment strategies, risk profile, and leverage usage.
What is the purpose of 17 cfr275204-4 - reporting?
The purpose of 17 CFR 275.204-4 reporting is to provide the SEC with information about the private funds managed by investment advisers to monitor systemic risk in the financial system.
What information must be reported on 17 cfr275204-4 - reporting?
Information such as the size of the private funds managed, use of leverage, counterparty credit risk exposure, and specific types of holdings must be reported on Form PF under 17 CFR 275.204-4.
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