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How to fill out form n-8b-2 - secgov

01
To fill out Form N-8B-2, you must follow these steps: 1. Start by entering the name of the registered investment company on the top of the form.
02
Provide the date of the filing and the SEC file number in the designated boxes.
03
Fill in the fund's name, fiscal year-end date, and Central Index Key (CIK) number.
04
Answer the questions regarding the fund's status as an open-end or closed-end company.
05
Provide information about the fund's investment objectives, strategies, and principal investment risks.
06
Fill out the details of the fund's financial statements and attach any required exhibits or supporting documents.
07
Include the certification by an officer of the fund or its investment adviser.
08
Sign and date the form before submitting it to the SEC.

Who needs form n-8b-2 - secgov?

01
Form N-8B-2 is needed by registered investment companies that are merging with another registered investment company under Section 8(b)(2) of the Investment Company Act of 1940.
02
It is also required for any open-end or closed-end investment company that is converting into a unit investment trust or separate series under the same act.
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Form N-8B-2 is the registration form for shareholders of certain management investment companies.
Shareholders of certain management investment companies are required to file Form N-8B-2.
Form N-8B-2 must be filled out accurately and completely with all required information about the shareholder.
The purpose of Form N-8B-2 is to register shareholders of certain management investment companies with the Securities and Exchange Commission.
Form N-8B-2 requires information such as the shareholder's name, address, and the number of shares held in the investment company.
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