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CFA NASHVILLE PRELIMINARY SITE ASSESSMENTAPPENDIX D Historical Information15 June 2012 Report No. 117613201002RRev0I LE I I I I I II I CFA Training Colleges REMEDIATION ANDVALIDATIONPROGFISKVILLE
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What is appendix d - cfa?
Appendix D - CFA is a form required by the Securities and Exchange Commission (SEC) for certain institutional investment managers to report their holdings.
Who is required to file appendix d - cfa?
Institutional investment managers with assets under management of $100 million or more are required to file Appendix D - CFA.
How to fill out appendix d - cfa?
Appendix D - CFA must be filed electronically through the SEC's EDGAR system and include information on the manager's holdings and transactions.
What is the purpose of appendix d - cfa?
The purpose of Appendix D - CFA is to provide transparency and oversight of institutional investment managers' activities.
What information must be reported on appendix d - cfa?
Information such as the manager's holdings of publicly traded securities, derivative positions, and certain securities transactions must be reported on Appendix D - CFA.
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