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(1LEECOUNTYBOARDOFCOUNTYCOMMISSIONERS
AGENDAITEMSUMMARY
BLUE SHEET NO:20041253UTLINREQUESTED:for acceptance, and filing with the Clerks Office, Minutes Department, an afterthefact Emergency under
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What is blue sheetno?
Blue sheetno is a form used to report trading activity in securities.
Who is required to file blue sheetno?
Broker-dealers and certain other regulated entities are required to file blue sheetno.
How to fill out blue sheetno?
Blue sheetno can be filled out manually or electronically through the Electronic Blue Sheets system.
What is the purpose of blue sheetno?
The purpose of blue sheetno is to allow regulators to monitor and investigate trading activity for compliance purposes.
What information must be reported on blue sheetno?
Information such as details of the trade, parties involved, and timestamps must be reported on blue sheetno.
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