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Return Applications to:HOME INSPECTORS PROFESSIONAL LIABILITY INSURANCE APPLICATION Fox Point Programs 3001 Philadelphia Pike Clayton, DE 19703 Phone: 8004997242 Fax: 3027652088 www.foxpointprg.com
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What is registered investment advisor professional?
A registered investment advisor professional is a financial advisor who is registered with the Securities and Exchange Commission (SEC) or state securities regulators.
Who is required to file registered investment advisor professional?
Registered investment advisor professionals are required to file with the SEC or state securities regulators if they meet certain criteria based on assets under management.
How to fill out registered investment advisor professional?
To fill out registered investment advisor professional, advisors must provide information about their business practices, fees charged, conflicts of interest, and other relevant details.
What is the purpose of registered investment advisor professional?
The purpose of registered investment advisor professional is to provide transparency to clients and regulators about the operations and practices of the financial advisor.
What information must be reported on registered investment advisor professional?
Information that must be reported on registered investment advisor professional includes details about the advisor's business, services offered, fees charged, and any disciplinary history.
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