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/9 IIIllhIIII11111HhI1111JIIIMI111111015869 UNITEDSTATES0MB APPROVAL AND EXCHANGE COMMISSIONSECURITIES0MBD. C 20549WashingtonNumberAprilEstimatedjUnANNUAL AUDITED REPORT FORM X17A5 PART32350123Expires302013burdenaveragehours

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Broker-dealer simmons refers to the financial firm that engages in trading securities for its own account or on behalf of clients.

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