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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 84758 / December 10, 2018, ADMINISTRATIVE PROCEEDING File No. 318914In the Matter
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MUFG Securities Americas Inc. is a registered broker dealer and subsidiary of Mitsubishi UFJ Financial Group.
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The form can be filled out electronically or manually following the guidelines provided by the regulatory authorities.
The purpose is to disclose information about the financial activities and holdings of the entity.
Information such as financial statements, trading activity, and ownership interests must be reported.
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