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QPM #AVS Quality Management System Title: INSPECTION AUTHORIZATION (IA) ACTIVITY REPORTRevisionAVSQMSEA05F055Effective Date: 6/18/20100Page 1 of 2IA NAME: CERT NO: REPORT PERIOD YEAR 1:APRIL 1, 20

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What is ia activity report?

The ia activity report is a detailed report that provides information about the activities and operations of an investment adviser.

Who is required to file ia activity report?

Investment advisers registered with the SEC are required to file ia activity reports.

How to fill out ia activity report?

The ia activity report can be filled out online through the SEC's electronic filing system.

What is the purpose of ia activity report?

The purpose of ia activity report is to provide transparency and accountability for the activities of investment advisers.

What information must be reported on ia activity report?

The ia activity report must include information about the adviser's assets under management, investment strategies, and any disciplinary history.

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