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VIA HAND DELIVERY November 13, 2017, Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re:Request for Executive Relief from Certain Provisions

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What is amendments to form adv?

Amendments to Form ADV are changes or updates that need to be made to a firm's registration with the SEC.

Who is required to file amendments to form adv?

Investment advisers registered with the SEC are required to file amendments to Form ADV.

How to fill out amendments to form adv?

Amendments to Form ADV can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of amendments to form adv?

The purpose of amendments to Form ADV is to provide updated information about an investment adviser's business practices, conflicts of interest, and other relevant details to the SEC.

What information must be reported on amendments to form adv?

Information such as changes in firm ownership, disciplinary events, conflicts of interest, and updated financial information must be reported on amendments to Form ADV.

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