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Get the free FEB 4 2016 FORM X-17A-5 r PART III Wasnington DC 404

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L3PUBLIC16003317QMB APPROVAL MB Number. 3235.0123 Expires: March 31, 2016, limited average burden ours RER response ..... 12.00UN11LIu0 JLnaLwSECURITIES Alt, EXCHANGE COMMISSION Washington, D.C. 20549SEC Processing Mail sectionANNUAL
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Feb 4 form x-17a-5 is a financial report form that must be filed by certain entities registered with the Securities and Exchange Commission.
Entities registered with the Securities and Exchange Commission, such as broker-dealers, are required to file feb 4 form x-17a-5.
Feb 4 form x-17a-5 must be filled out with accurate financial information and submitted electronically through the SEC's EDGAR system.
The purpose of feb 4 form x-17a-5 is to provide the SEC with financial information about registered entities to ensure compliance with regulations.
Feb 4 form x-17a-5 requires information about the entity's financial condition, business activities, and compliance with regulatory requirements.
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