
Get the free FEB 4 2016 FORM X-17A-5 r PART III Wasnington DC 404
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L3PUBLIC16003317QMB APPROVAL
MB Number.
3235.0123
Expires:
March 31, 2016,
limited average burden
ours RER response ..... 12.00UN11LIu0 JLnaLwSECURITIES Alt, EXCHANGE COMMISSION
Washington, D.C. 20549SEC
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What is feb 4 form x-17a-5?
Feb 4 form x-17a-5 is a financial report form that must be filed by certain entities registered with the Securities and Exchange Commission.
Who is required to file feb 4 form x-17a-5?
Entities registered with the Securities and Exchange Commission, such as broker-dealers, are required to file feb 4 form x-17a-5.
How to fill out feb 4 form x-17a-5?
Feb 4 form x-17a-5 must be filled out with accurate financial information and submitted electronically through the SEC's EDGAR system.
What is the purpose of feb 4 form x-17a-5?
The purpose of feb 4 form x-17a-5 is to provide the SEC with financial information about registered entities to ensure compliance with regulations.
What information must be reported on feb 4 form x-17a-5?
Feb 4 form x-17a-5 requires information about the entity's financial condition, business activities, and compliance with regulatory requirements.
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