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IN THE COURT OF COMMON PLEAS OF MONTGOMERY COUNTY, PENNSYLVANIA IN RE: NO. RESCISSION OF MONTGOMERY COUNTY LOCAL RULE OF CIVIL PROCEDURE 205.4* ELECTRONIC FILING AND SERVICE OF LEGAL PAPERS ADOPTION
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Rule 205 e filing is a requirement for certain investment advisers under the Investment Advisers Act of 1940 to electronically file Form ADV and certain other documents with the Securities and Exchange Commission (SEC).
Investment advisers who meet certain criteria, such as managing more than $150 million in client assets, are required to file rule 205 e filing.
To fill out rule 205 e filing, investment advisers must complete Form ADV and submit it electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of rule 205 e filing is to provide the SEC with important information about investment advisers, their business practices, and the services they offer to clients.
Information such as assets under management, fees charged to clients, ownership structure, and disciplinary history must be reported on rule 205 e filing.
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