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LUNDY MARK H
Form 4
Revision No.: 20180118Client Reference Number:UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4
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Section 16. Form 4 or Form 5 obligations
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What is sec form 4 definition?
SEC Form 4 is a filing with the U.S. Securities and Exchange Commission (SEC) that must be submitted by company insiders who make changes to their holdings of company stock.
Who is required to file sec form 4 definition?
Company insiders, such as directors, officers, and shareholders who have ownership stakes greater than 10%, are required to file SEC Form 4.
How to fill out sec form 4 definition?
To fill out SEC Form 4, insiders must provide information on the transaction date, nature of transaction, price, and the number of securities involved.
What is the purpose of sec form 4 definition?
The purpose of SEC Form 4 is to provide transparency to investors regarding insider trading activities and to prevent insider trading based on nonpublic information.
What information must be reported on sec form 4 definition?
Information such as the insider's name, title, relationship to the company, the type of security, the date of the transaction, and the price at which the transaction occurred must be reported on SEC Form 4.
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