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CIS OMB APPROVAL OMB Number: 32350123 Expires: May 31, 2017, Estimated average burden hours per response. ........ 12.00iSEC Processing Mail Section17017828ANNUAL AUDITED REPORT FORM X17A5; PART DISMAY

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What is form x-17a-5?

Form X-17A-5 is a financial report that must be filed by broker-dealers with the Securities and Exchange Commission (SEC).

Who is required to file form x-17a-5?

Broker-dealers are required to file Form X-17A-5.

How to fill out form x-17a-5?

Form X-17A-5 must be completed according to the instructions provided by the SEC.

What is the purpose of form x-17a-5?

The purpose of Form X-17A-5 is to provide the SEC with important financial information about broker-dealers.

What information must be reported on form x-17a-5?

Form X-17A-5 requires information such as balance sheet data, income statement data, and other financial metrics.

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