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Advising 101 Advising Undergraduate Students Student academic and advising information is available through Golding and BANNER 9 Banner 9. This tutorial focuses on the use of the Advising Summary

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What is advising 101?

Advising 101 is a form used to report financial advising activities.

Who is required to file advising 101?

Financial advisors and firms are required to file advising 101.

How to fill out advising 101?

Advising 101 can be filled out online or submitted through a designated platform provided by the regulatory body.

What is the purpose of advising 101?

The purpose of advising 101 is to ensure transparency and compliance in financial advising activities.

What information must be reported on advising 101?

Advisors must report details of their clients, financial products recommended, and any conflicts of interest.

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