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OMB, APPROVAL “HilliibMBNdeiner:(ONR AN:18001510 L auks an e.y32350123N 9xpires:August 31, 2020, Estimated average burden., ,, 768 28 4×per response......12,form X17A 5WASH, D.C.SECFILENUMBERqART
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What is quot form x-17a 5?
Form X-17A-5 is a reporting form required by the U.S. Securities and Exchange Commission for broker-dealers.
Who is required to file quot form x-17a 5?
Broker-dealers are required to file Form X-17A-5.
How to fill out quot form x-17a 5?
Form X-17A-5 can be filled out electronically through the SEC's online filing system.
What is the purpose of quot form x-17a 5?
The purpose of Form X-17A-5 is to provide the SEC with financial and operational information about broker-dealers.
What information must be reported on quot form x-17a 5?
Information such as balance sheet, income statement, and details about the broker-dealer's operations must be reported on Form X-17A-5.
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