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IIIllIJIHIIOIIIIIIllIIIIHHIUNITED0MB APPROVALSTATESUIUTIES AND EXCHANGE COMMISSION Washington D. C 20549140403270MB Number Estimated hoursANNUAL AUDITED REPORT FORM X17A5 PART32350123 MarchExpires312016average
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The Securities and Exchange Commission (SEC) is an independent federal government agency responsible for regulating the securities industry in the United States.
Companies that issue securities to the public are required to file with the SEC.
Companies can fill out forms electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval system (EDGAR).
The purpose of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Companies must report financial information, business operations, management, and any other material information that could impact investors.
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