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Firm Brochure (Part 2A of Form ADV)First Capital Consulting, Inc. 3 Dakota Drive, Suite 310 Lake Success, NY 11042 Tel: (516) 4878220 Fax: (516) 3424321 Email: DHS×fcequities.com AUGUST 21, 2017This

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Start by providing your firm's name, address, and contact information.

03

Next, provide information about the ownership structure of your firm.

04

Disclose any affiliations with other companies or individuals.

05

Outline the services your firm offers and the fees associated with each service.

06

Provide details about your firm's educational background and experience.

07

Disclose any conflicts of interest that may arise.

08

Detail any legal or disciplinary events that have occurred with your firm or its employees.

09

Provide information about your firm's compensation structure and any referral fees.

10

Finally, review the completed form for accuracy and submit it to the appropriate regulatory authority.

Who needs form adv part 2a?

01

Form ADV Part 2A is required for investment advisers registered with the Securities and Exchange Commission (SEC) or state securities authorities.

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What is form adv part 2a?

Form ADV Part 2A is a required disclosure document that provides information about an investment advisor's business practices, conflicts of interest, and disciplinary history.

Who is required to file form adv part 2a?

Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out online through the Investment Adviser Registration Depository (IARD) system by providing information about the advisor's business practices, conflicts of interest, and disciplinary history.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients and prospective clients with important information about an investment advisor's business practices, conflicts of interest, and disciplinary history.

What information must be reported on form adv part 2a?

Information that must be reported on Form ADV Part 2A includes the advisor's services, fees, conflicts of interest, disciplinary history, and other important disclosures.

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