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SEC Form 3UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3Washington, D.C. 20549OMB APPROVAL
OMB Number:32350104Estimated average burdenINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
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What is group pres adv flow?
Group pres adv flow is a report that discloses information about the marketing activities of a group of related investment advisers.
Who is required to file group pres adv flow?
Investment advisers that are part of a group and conduct marketing activities together are required to file group pres adv flow.
How to fill out group pres adv flow?
Group pres adv flow can be filled out online through the SEC's IARD system. It requires information about the group's marketing strategies, target audience, and promotional materials.
What is the purpose of group pres adv flow?
The purpose of group pres adv flow is to provide transparency to regulators and investors about the marketing practices of a group of investment advisers.
What information must be reported on group pres adv flow?
Group pres adv flow must include details about the group's marketing activities, including the types of advertisements used, target audience demographics, and any conflicts of interest.
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