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PEOPLESSECURITIES, INC. DISCLOSUREBROCHURE Dated03/29/2019 Contact: BrianDelman, ChiefComplianceOfficer 565FifthAvenue,27thFloor New York,NewYork100172466 6469712505 www.peoples.com/invest ITEM1:COVERAGE
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How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, follow these steps:
02
Begin by providing your firm's name, address, and contact information.
03
Next, disclose any other business activities your firm is engaged in and provide details about each activity.
04
Provide information about your firm's ownership and control, including listing any persons who have a direct or indirect ownership interest.
05
Disclose any disciplinary events or legal proceedings involving your firm or its employees.
06
Describe your firm's investment advisory business, including the types of clients you serve and the services you offer.
07
Provide details about your firm's fees and compensation structure.
08
Discuss any potential conflicts of interest your firm may have and how you manage them.
09
Outline your firm's educational and professional background, including key employees and their qualifications.
10
Disclose any material changes that have occurred since your last Form ADV filing.
11
Finally, certify the accuracy and completeness of the form and sign it.
12
Make sure to review and double-check the information before submitting the form.

Who needs form adv part 2a?

01
Form ADV Part 2A is required for registered investment advisers in the United States.
02
Any firm or individual that provides investment advisory services and meets the criteria for registration must file this form.
03
It is an important regulatory requirement that helps provide transparency to clients and regulators about the services and practices of the investment adviser.
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Form ADV Part 2A is a disclosure document required to be filed by investment advisers with the Securities and Exchange Commission (SEC) or state securities authorities.
Investment advisers registered with the SEC or state securities authorities are required to file Form ADV Part 2A.
Form ADV Part 2A should be filled out by providing detailed information about the adviser's business practices, fees, conflicts of interest, and disciplinary history.
The purpose of Form ADV Part 2A is to provide clients and prospective clients with information about the investment adviser's business practices, conflicts of interest, and other relevant information.
Form ADV Part 2A requires information such as the adviser's services, fees, investment strategies, disciplinary history, conflicts of interest, and more.
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