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UCKYOCOMMEA L TH OF KEN TAP IX, Sec. 9; Sec. 10;
MRS 164.772NWlex
et
justitiaRTCUECOAOCINT4
Rev. 319-Page 1 of 1
Commonwealth of Kentucky
Court of Justice www.courts.ky.govOF JUSTIOffice of Language
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What is 9 sec?
9 sec stands for Form 9 - General Form for Registration of Securities under the Securities Act of 1933.
Who is required to file 9 sec?
Any person offering securities for public sale is required to file Form 9.
How to fill out 9 sec?
Form 9 can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval system (EDGAR).
What is the purpose of 9 sec?
The purpose of Form 9 is to provide information about the securities being offered to the public.
What information must be reported on 9 sec?
Form 9 requires information about the issuer, the securities being offered, and the prospectus that will be provided to potential investors.
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