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NEBRASKA DEPARTMENT OF EDUCATION DATA, RESEARCH, & EVALUATIONADVISER Data Elements 20182019 VERSION 3.4 MAY 7, 2019ADVISER DATA ELEMENTSTable of Contents 1GENERAL INFORMATION AND SCOPE ..........................................................................................6
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What is adviser data elements version?
Adviser data elements version is a standardized set of data fields used to report information about investment advisers.
Who is required to file adviser data elements version?
Investment advisers registered with the SEC are required to file adviser data elements version.
How to fill out adviser data elements version?
Adviser data elements version can be filled out electronically through the SEC's online filing system.
What is the purpose of adviser data elements version?
The purpose of adviser data elements version is to provide regulators with standardized information about investment advisers to assist in monitoring and oversight.
What information must be reported on adviser data elements version?
Information such as assets under management, client profiles, investment strategies, and regulatory disclosures must be reported on adviser data elements version.
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