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Change in Control Notification
(Section 178 notice)Individual
Name of the individual controller submitting this notification (include the FCA/PRA
Individual Reference Number if applicable)Target firms
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How to fill out change in control notification

How to fill out change in control notification
01
Obtain the Change in Control Notification form from the relevant authority or organization.
02
Fill out the form with accurate and complete information.
03
Provide the details of the company undergoing the change in control, including its legal name, address, and contact information.
04
Specify the type of control change that is taking place, such as a merger, acquisition, or change in ownership.
05
Include the effective date of the change in control.
06
Provide information about the acquiring or new controlling party, such as their legal name, address, and contact information.
07
Complete any additional sections or questions as required by the authority or organization.
08
Review the completed form for accuracy and completeness.
09
Sign and date the form.
10
Submit the filled-out Change in Control Notification form to the appropriate authority or organization.
11
Follow any further instructions or requirements provided by the authority or organization.
Who needs change in control notification?
01
Any company or organization undergoing a change in control, such as a merger, acquisition, or change in ownership, may need to fill out a Change in Control Notification. The specific requirements for when and who needs to submit this notification may vary depending on the jurisdiction and the authority or organization involved. It is advisable to consult the relevant laws, regulations, or guidelines to determine if a Change in Control Notification is required in a particular situation.
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What is change in control notification?
Change in control notification is a notice that must be filed with the appropriate regulatory agency when there is a change in ownership or control of a company that meets certain criteria.
Who is required to file change in control notification?
Generally, parties involved in a transaction that results in a change in control of a company are required to file the notification.
How to fill out change in control notification?
The notification must be filled out in accordance with the specific requirements of the regulatory agency, which typically include providing information about the transaction, the parties involved, and the potential competitive impact.
What is the purpose of change in control notification?
The purpose of change in control notification is to allow regulatory agencies to review the potential competitive impact of a transaction and take appropriate actions to preserve competition in the market.
What information must be reported on change in control notification?
Information that must be reported typically includes details about the transaction, the parties involved, the business activities of the companies, and any potential competitive issues.
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